The "I Cease Resistance"
Safe Conduct Passes of WWII

SGM Herbert A. Friedman (Ret.) 

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In this article we will illustrate and discuss the surrender and safe conduct leaflets prepared by the United States of America for the military forces of the Empire of Japan during WWII. Perhaps a hundred such leaflets in varying styles and formats were prepared during the course of the war. In this article we shall only discuss the more formal leaflets that were prepared and approved at higher headquarters after significant research, study, interrogation, feedback, and analysis. We will show how the most famous and successful, the "I Cease Resistance" leaflet, evolved from trial and error to become the ultimate American PSYOP weapon against a well-motivated Japanese enemy.

According to numerous sources, the Japanese did not have a word for "surrender" in their vocabulary. Worse, under their rules of Bushido, if they did surrender they were disgraced and lost from their family and ancestors forever. Regardless, the United States did produce early leaflets that said "I Surrender." The Japanese apparently did have several words for "surrender," including "kosan" and "kofuku." Whatever the word, the leaflet failed miserably. Japanese surrenders were rare. There is an interesting theory that the "I surrender" term was more for the American soldiers than for the Japanese. Because of early Japanese treachery when pretending to surrender, the G.I.s and Marines tended to shoot the Japanese when they came out of their caves and bunkers. There is reason to believe that Sixth Army H.Q. wanted the "I surrender" text in large type so that the American soldiers would see the words and hold their fire. The words, so hateful to the Japanese, might save their lives.

Headquarters, Southwest Pacific Area (SWPA) was created 18 April 1942 in Melbourne, Australia. General Douglas MacArthur was appointed supreme commander. In July 1942, SWPA created the Far Eastern Liaison Office (FELO). It was made up mostly of Australians from their Allied Intelligence Bureau (AIB). FELO produced and dropped 58,000.000 leaflets in six languages during the war. In June 1944, SWPA created the  Psychological Warfare Branch, Southwest Pacific Area (PWB SWPA). It was made up mostly of Americans, including members of the Office of War Information (OWI) and a number of Australian FELO members. PWB now had the responsibility for PSYOP in the Southwest Pacific Area.

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An Australian “I Cease Resistance” Leaflet

One of the Australian “Cease Resistance” leaflets has red and blue diagonal stripes at the left, Japanese text in the center and English language text at the bottom:

The bearer has ceased resistance. Treat him well in accordance with international law. Take him to the nearest commanding officer. C-in-C Allied Forces.

The back of the leaflet is all Japanese text. The leaflet bears no code.

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Australian “I Cease Resistance” Leaflet

A second Australian leaflet is very similar in appearance and bears the same English-language message on the front.

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Australian “I Cease Resistance” Leaflet

A third Australian “Cease resistance” leaflet is similar in appearance with the same text on the front. The back has Japanese text and two photographs depicting Australian and Japanese POWs in friendly interaction.

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Australian “I Cease Resistance” Leaflet

A fourth Australian version of the “Cease resistance” leaflet has Japanese text on the front and the back.

Sergeant Albert B. Gerger was interviewed about persuading Japanese soldiers to give up by the Manila Chronicle, 19 October 1945. The story was later distributed worldwide by the Associated Press. Gerger mentions that the early leaflets were unsuccessful. The Americans were not sure why leaflets that seemed to be so well written and illustrated had such poor results. Filipino scouts were sent into the field to study the problem.

A Japanese soldier was seen to examine one of the leaflets and then throw it on the ground, grinding it under his heel as he muttered 'Mujokan Kofuku,' the most despised term a Japanese soldier can utter, 'surrender.' From the time a Japanese can understand the meaning of simple words it s driven into his mind that the worse crime he can commit is to surrender. For this there is no forgiveness and one who surrenders sacrifices everything; his property, honor, rights, rights in life and after-life, and the respect of his fellow man.

Our experts in psychological warfare held a huddle and came up with a new one, replacing the 'I surrender' on the leaflet with 'I cease resistance.' It worked.

The Japanese indoctrination was not based on logic or intelligent thought. The Japanese knows that he must not 'mujoken kofuku' and that is all. There is nothing in his learning that prohibits the cessation of resistance. There is even a good Japanese expression used in normal daily living that expresses the same idea, 'Shikata-ga Mai,' freely translated, 'The Hell with it.' The combination of the new leaflet and re-trained troops produced results. The trickle of surrenders became a stream.

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The early leaflets have no photographs on front, just text in English and Japanese. The text is, "I Surrender. Attention American soldiers. This leaflet guarantees humane treatment to any Japanese desiring to surrender. Take him to your nearest Commissioned Officer. By order C.G. U.S. Forces" The text on the back is:

To all the men and officers of the Japanese force.

We are saddened by your participation in the war but we applaud and salute your bravery shown thus far. However, with our unity and the advantage of our superior scientific weaponry, you must understand that final victory truly belongs to the United States.

You were convinced and trusted that Japan will prevail and therefore left your hometown thousands of miles behind to arrive at a strange place. However, it made your heart bleed to find out that the Japanese aircraft and weaponry are inferior to that of the Allies.

Furthermore, our navy and air force have gained control over southern Formosa as well as the Pacific region. Now, who shall bear the responsibility?

There are other developments too. Japan herself has begun to face a shortage in resources and those she acquired from the Southern Regions. The world's 'treasure house' is now useless as it is already impossible to transport the much-needed commodities to the battle zone. In your present situation, do you honestly still believe that you have a chance at victory? However, take heart; this is no fault of yours. The responsibility lies solely on the inexpediency of your head of military department in Tokyo.

Without an iota of a chance of victory, what else can you do? For the sake of the liberty and the posterity of postwar Japan, don't you think we should join hands and work at rebuilding Japan?

Already, a segment of your enlightened Japanese comrades-in-arms in New Guinea has come to their senses, laid down their arms and quit fighting such a futile and bloody war. Come on! Conserve yourself so that you will be able to work hard at rebuilding postwar Japan!

As far as possible, hang this leaflet on a wooden stick or hold it in your hand and approach our U.S. forces in truce.

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Leaflet 8J6

The very first leaflet is uncoded. The later leaflets are all coded with a "J" for "Japan." Among them are 1(a)J1 (large leaflet with blank back), 1(b)J1 (Large leaflet with message on back), 1(c)J1 (small leaflet with blank back) and 8J6 (large leaflet with text on the back). 500,000 of these leaflets were printed in September 1944 at the request of the Sixth Army.

The failure of the surrender leaflets led the American PSYOP specialists to carefully construct a leaflet with the words "I cease resistance." The change was minor, but to the Japanese the new wording meant a world of difference. One could cease resistance and allow himself to be taken while never surrendering. A curious use of the Asian concept of "face."

The leaflet was used a number of times in slightly different versions. In some, Japanese prisoners were shown. In others, just a hand holding a leaflet reading "I cease resistance" on a stick. They were apparently much more successful than the earlier leaflets and did result in Japanese soldiers allowing themselves to be taken prisoner. The message in each version of the leaflet is very respectful toward the Japanese soldier. It always complements him on his bravery and loyalty. Each message attacks his leadership and blames his ills on poor decisions by his Generals and the government.

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17-J-1

An example of the series is leaflet 17-J-1. It is a large leaflet, 7 5/8 x 10 5/8 inches. It is brightly colored in red, white and blue. The text is in English and Japanese. There are six vertical lines of Japanese text. The English-language text is, "Attention American Soldiers! I cease resistance. This leaflet guarantees humane treatment to any Japanese desiring to cease resistance. Take him immediately to your nearest Commissioned Officer. By Direction of the Commander in Chief." There is a photo of three smiling Japanese "guests" at the lower left. Their eyes have been blanked out to protect their identity. This was probably appreciated by the prisoners. In Cease Resistance, It's Good for You: A History of U.S. Army Combat Psychological Operations, 2nd edition, 1999, author Stanley Sandler says, "This policy, which was evident in the blanking out of the eyes of any POWs photographed close-up, convinced more than one enemy soldier that the Americans could not be quite as barbarous as depicted by Japanese propaganda." On the other hand, some written reports state that Japanese officers used the blanked-out faces to argue to their soldiers that the men pictured were not Japanese at all. They claimed it was a typical devious American deception. A brief description of the known leaflets follows:

17-J-1. "I Cease Resistance." Produced by the Far Eastern Liaison Office (FELO) of General MacArthur's South West Pacific Area (SWPA). The message entitled "Decision" promises that prisoners of war will be treated with all the rights guaranteed by the Geneva Convention. This leaflet was printed about March 1945. POWs informed the Americans during interrogation that Japanese officers and soldiers had little or no knowledge of the Geneva Convention. As a result of the comments, the pertinent chapters of the Geneva Convention in regard to prisoners of war were printed on the back of the leaflet.

Carl Berger says in An Introduction to Wartime Leaflets, Special Operations Research Office, The American University, 1959, "Another special problem that arose when dealing with the Japanese was the fact that their cultural backgrounds produced unusual reactions from the western viewpoint. For example, although Allied leaflet writers promised 'kind treatment, good food, medical care, etc.,' the following reaction was reported by the 96th Division. 'Their greatest anxiety is that their families might be notified. The prisoners were unanimous in this concern, and stated that we would have many more surrenders if they were sure that messages would not be sent to their homes saying that they are prisoners of war. These latter points can be stressed in leaflets that are dropped before the direct appeal.' Allied propagandists took a step toward meeting this special situation, by altering photos of captured Japanese soldiers reproduced in "I Cease Resistance" leaflets and reporting, 'Eyes are covered to protect the families in Japan.' However, the 96th Division reported that the Japanese still needed more assurance on this point."

17a-J-1. "I Cease Resistance." The front shows a photograph of three happy Japanese POWs in an Allied camp and six vertical lines of Japanese text. The Japanese text on front is:

This man is no longer an enemy, According to International Law, he is guaranteed personal safety, clothes, food, quarters and medical attention.

The text on back is:

OFFICERS AND MEN OF THE JAPANESE ARMY. We respect the way you have fought under difficult circumstances up to now. However, our troops are determined to win the war.

Our troops are equipped with the most modern, death-dealing equipment. Our devastating artillery and bombing attacks are increasing in intensity. Behind this is the united purpose of all our officers and men. Victory for us is a certainty.

You left your home convinced that Japan would win this war. But when you arrived in a strange land, many hundreds of miles from home, you discovered that the airplanes and other military equipment of the Japanese Army could not compare with those of the Allies. Our fleet and air force dominate the sea and air in the Pacific (south of Formosa). Present conditions of the war make it clear, as you know, that you have no hope of victory in the coming battle. These conditions are not your fault. They are due to the failure of the overall strategy of your military leaders. Do you help your country by losing your life in this hopeless struggle?

It is easy to die but hard to live. Is it not your duty to preserve your life and help rebuild the future Japan? Your comrades in New Guinea and the Solomons realized this. They did not squander their lives. They were determined to do their utmost for the reconstruction of Japan. We hope you will also make this correct decision.

If possible, put this paper on a stick, hold it in your hand and raise both arms as you come toward our lines. When you meet our troops do not be afraid. You may follow their hand signals without anxiety.

The leaflet code appears on the back at the lower left below the long propaganda text.

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25-J-1

25-J-1. I cease resistance. No photograph of prisoners on the front. Instead, a hand holds a safe conduct pass on a stick. The back has text, "Your comrades in arms who are on the road to rebirth" and "Yesterday we were enemies, today we are friends." This leaflet depicts the life of Japanese prisoners of war in Allied camps. Numerous photographs show them getting haircuts, wrestling, buying food in a commissary, etc. The leaflet was dropped over Indonesia and the Solomon Islands. The photographs were a direct result of Japanese POWs telling their American captors that one of their main worries was the question of how they would spend their time in custody. Would there be meaningful work for them to do? The American leaflet answers the question by depicting regular activities and the availability of training and jobs if the prisoners so desire.

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108-J-1

108-J-1. I cease resistance. This leaflet has no illustration on the front. It is all text with the standard message at top and a small boxed Japanese-language message at the bottom front. It was prepared on 11 April 1945 for use in Luzon, the Philippine Islands. It was prepared by the Psychological Warfare Branch, U.S. Army Forces, Pacific Area, APO 500, at the request of Headquarters, Sixth Army. Text on the back of the leaflet is:

TO JAPANESE SOLDIERS IN THE BATTLE-LINES OF NORTHERN LUZON.

The military operations in the island of Luzon are drawing to a close. As you all know, the Japanese forces have unfortunately been put in a position where they have no chance at all to win.

In central Luzon, they have been completely crushed. All the seacoasts as well as Manila are now back in American hands. The American Navy has complete control of Philippine waters, and the American Air Force has complete control of the air. Not one Japanese plane can be seen in the Philippines. Furthermore, now both the American and Philippine Armies are fully supplied with arms, ammunition, and military supplies of every description.

Japanese forces have fought bravely, but American mechanical strength is overwhelming. If you take into consideration both this fact, and the present condition of the Japanese battle lines, you will come to realize that further resistance by the Japanese Army is wholly meaningless and that it would not be of any service either to yourselves or to Japan.

Why not make you decision now to cease resistance and come under the protection of the American Army until the day when a peaceful Japan will reappear? American forces will not submit you to humiliation for being defeated.

Do not feel that there is any need for shame. Rather, forget the painful past. Seize the opportunity to plan for the future, and come over to the American lines. We will treat you as brave and gallant soldiers who are worthy of honor.

However, your officers, who know all about the present situation, may think of their own prestige and not tell the truth to you. They may try to hinder you, but do not be afraid. Slip away during the darkness by two or three and come down the mountain.

On the back of this leaflet it is ordered that both American and Philippine Army soldiers take care that you be treated with respect as Japanese soldiers who have fought hard and bravely. However, in order to avoid mistakes, be careful not to approach American lines at night. Come only between sunrise and sunset.

Then, when you approach sentries of the American or Philippine Army give a signal by waving this leaflet. We have given strict orders to our soldiers in the front lines not to harm you or treat you violently.

Remember that the sooner you make your decision the sooner radiant peace will come.

Our best wishes to you.

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109-J-1

109-J-1. I cease resistance. This leaflet has no illustration on the front. It is all text with the standard message at top and a small boxed Japanese-language message at the bottom front. It was prepared on 20 January 1945 for use in Luzon, the Philippine Islands. It was prepared by the Psychological Warfare Branch at the request of Headquarters, Sixth Army. Text on the back of the leaflet is:

SOLDIERS OF NIPPON: You have fought with bravery, and we have gained deep respect for your courage. However, the war cannot be won by courage alone. Our troops have overwhelming superiority on the sea, the land and in the air. Your fate is like a flickering candle in the wind. What can be gained by further resistance?

In other sectors, Japanese soldiers ordered by the officers to continue a hopeless battle have suffered great misery needlessly. They have run out of food and supplies. Some have starved; others have died of wounds or painful tropical disease.

However, many others have ceased resistance and are now in our care. These men receive the same food as American troops. In our hospitals, American doctors are treating Japanese soldiers side by side with American troops.

Soldiers, think this over. Throw away your weapons and helmets, and come out waving this paper. Any number of you may surrender with this one leaflet.

Bring your wounded with you and we will care for them. Japanese soldiers already with us understand that we follow the famous Samurai saying: "between victor and vanquished there are enemies no more.

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121-J-1

121-J-1. I cease resistance. Dropped over Cagayan in the Philippine Islands on 27 April 1945. This leaflet shows the code number 17-J-1 on the front and is almost identical to 17J1 above, except that it has seven lines of Japanese text and a fourth Japanese prisoner now appears at the far right of the three prisoners shown in 17-J-1. The back is a long propaganda text with the code 121-J-1 at the lower left.

141-J-1. I cease resistance.

27-J-3. I cease resistance. This leaflet depicts Japanese soldiers and officers.

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Japanese soldiers holding "I Cease Resistance" leaflets

Friendly Japanese prisoners of war had much input into the messages on these safe conduct pass leaflets. Since surrender was never mentioned or even hinted at during their indoctrination, they had no guidelines of how to act in captivity. They considered themselves dead in the eyes of Japan and were ready for rebirth under the control of their captors. They were more than willing to help their new American "friends."  

Allison B. Gilmore mentions their contributions in her book You Can’t Fight Tanks with Bayonets, University of Nebraska Press, Lincoln, 1998:

They (the Japanese prisoners who worked with the Americans) replaced the standard surrender leaflet entitled ‘I Cease Resistance,’ initiated a widespread distribution of leaflets containing the terms of the Geneva Convention's provisions relative to the treatment of prisoners, wrote leaflets clearly defining the steps one must take to surrender safely, and described what life was like for Japanese prisoners already in captivity.

There is reason to believe that the safe conduct passes were effective. We cannot say if the Japanese in the Philippine Islands who surrendered did so because of the leaflets, the military situation, or simply because they were tired of the war and realized that they could not win. Whatever the reason, statistics show that in November 1944, One hundred Japanese soldiers died in battle for every one that surrendered. Two months later, the ratio fell to 60:1. Three months after that the ratio dropped to 30:1. By July 1945, one Japanese soldier surrendered for every seven of his comrades killed. In early 1945, interrogations proved that 46% of the Japanese taken prisoners in the Philippine campaign were "influenced" by the Allied propaganda leaflets. Whatever the reason, the myth of the Samurai warrior, the code of Bushido, and that Japanese soldiers never surrender was effectively destroyed.

The one interesting fact that we run into over and over again is the difficulty that military intelligence had in getting American servicemen to take prisoners. Because of the desire for revenge for the Sunday morning sneak attack on Pearl Harbor, knowledge of the Bataan Death March and other Japanese wartime atrocities, many American soldiers and Marines preferred to kill the enemy rather than take him prisoner. This was a constant struggle and numerous lectures, publications, leaflets and even short films were used in an attempt to get the American troops to comply with the wishes of their superiors. The troops were constantly reminded that Japanese soldiers provided valuable intelligence about troop movements, enemy concentrations, weapons and morale. The Japanese expected to die in battle for their Emperor and had never been instructed on how to act when captured or surrendering. They had no code of conduct. They felt that there was no chance of them ever returning to Japan so they were willing to tell interrogators everything that they knew. The trick was just to take them alive. After one massacre, General MacArthur ordered an investigation to find out who shot surrendering Japanese troops in the Hollandia area. He stated in cable to the Commanding General of the Alamo Force:

This situation must be corrected if propaganda for surrender is to be successful.

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CINCPAC-CINCPAO leaflet 811

Douglas Macarthur's staff was not the only group producing PSYOP leaflets in the Pacific. The U.S. Navy had its own organization that some might say was in direct competition with the Army. In reality, the Navy worked with a government organization, the Office of War Information. The OWI had offices in Washington D.C., San Francisco, Honolulu, and Saipan. At the highest echelon, the Navy and Army squabbled over which service would exercise supreme command in the Pacific. The Joint Chiefs divided the Pacific into two strategic entities, one in which the Navy would be dominant, the Central Pacific Ocean Area (POA), and the other in which the Army would be the dominant, the Southwest Pacific Area (SWPA). This did not end the problem, as the two theater headquarters fought for the remainder of the war over strategy, resources, and control of operations.

The Navy/OWI produced millions of leaflets in the Japanese language for use in the areas that it was authorized to control. The leaflets were produced by the Psychological Warfare Section of the Commander in Chief Pacific Fleet (CINCPAC) and Commander in Chief Pacific Ocean Areas (CINCPOA). CINCPOA was located on Guam in the Mariana Islands and was the home of the Advanced Intelligence Center (AIC). AIC was responsible for Psychological Warfare. Fleet Admiral Chester W. Nimitz, USN, was Commander in Chief, U. S. Pacific Fleet and Pacific Ocean Areas.

The Navy printed a number of leaflets that were similar to the "I Cease Resistance" safe conduct passes. The main difference is that instead of "I," they often said "The bearer." They are similar otherwise, and bear the same red, white, and blue stripes as the Army leaflet.

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810

Navy leaflets bore numerical codes. Two such leaflets are 810 and 811. Both leaflets have the text on front, "The bearer has ceased resistance. Treat him in accordance with international law. Take him to the nearest commanding officer. C-in-C Allied Forces." They have the English language message (slightly changed on each leaflet) below:

1. The American forces will aid all who use this card.

2. Using this, you will receive good treatment."

The above text appears both in English and in Japanese. The text below is in English on the front and repeated in Japanese on the back."

(Translation) Life Saving Guarantee.

1. Come slowly toward the American lines with your hands raised high above your head carrying only this card.

2. Come one by one. Do not come in groups.

3. Men must wear only loin cloths. We will provide clothing.

4. Your must not approach American positions at night.

5. This card may be used by anyone - Japanese or Koreans, soldiers or civilians.

6. Those who do not have cards may come to us if they follow instructions as if they had a leaflet.

The official Navy document that was prepared with this leaflet states that its purpose was "to affect a rapid surrender of Japanese troops."  It further states that "The text is written in very simple Japanese, and should be readily understood by all Japanese troops. The red, white, and blue color design is intended for American troops who might not otherwise realize that the Japanese soldier is surrendering.”

The Falling Leaf of Winter 1968 mentions that Leaflet 811 was used extensively by the Americans during the Okinawa campaign. Its distribution was withheld until a concentrated effort was made to effect mass surrenders during the last ten days of organized resistance. About 600,000 copies of the red, white and blue sheet, size 5 x 8 inches were showered on the enemy. The necessity of having all American front-line troops schooled in the recognition of the surrender leaflet saw 10,000 copies, 15 per company, issued to the men a day or two before large scale use of it was begun. As in all surrender leaflets, the use of the word "surrender" and the term "prisoner of war" were studiously avoided."

I am sure that there are many more "I cease resistance" leaflets. Unlike Europe where the climate was such that leaflets could be collected and saved, the heat and humidity of the Pacific Theater worked against the collecting and cataloging of PSYOP leaflets. Data and specimens are scarce.

American propagandists constantly worked on their propaganda leaflets and improved the illustrations and text in an effort to convince the Japanese to surrender. Nisei were deployed from the United States to work on the Japanese-language messages and a number of Japanese prisoners-of-war also helped in the writing and evaluation of the leaflets. It appears that the effort was unsuccessful. The number of prisoners who came over to the American lines was miniscule. As the Americans slowly advanced and the battered Japanese took worse beatings and more horrendous defeats, the number of surrenders gradually rose, but this was probably caused more by their desperation and realization of the futility of continuing the fight than a belief that their cause was wrong.

Eleanor Sparagana records some death and surrender totals for the last six months of the war in her doctorial thesis entitled, The Conduct and Consequences of Psychological Warfare: American Psychological Warfare Operations in the War against Japan, 1941-1945. From October 1944 to April 1945 only about 1% of Japanese troops surrendered compared to the number that were killed. In May 1945 the number rose to 3.3%, In June it rose to 5.2%. The final totals are for June 1945 when the numbers rise to 12.5%.

Readers with more information on any aspect of this article are encouraged to write the author at sgmbert@hotmail.com.